Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HE Xin

何昕
CE AWN877Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HE Xin (CE number AWN877) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCCB International Capital Limited
建銀國際金融有限公司

Licence Record (5)

2026-06-05 – present Current
CCB International Capital Limited RO
RA 1 RA 4 RA 6
2017-12-22 – 2026-06-05
CCB International Capital Limited Rep
RA 1 RA 4 RA 6
2015-08-31 – 2017-11-25
GF Capital (Hong Kong) Limited Rep
RA 6
2011-01-06 – 2015-03-31
Macquarie Capital Limited Rep
RA 1 RA 6
2011-01-06 – 2015-03-31
Macquarie Corporate (Hong Kong) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWN877