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LI Tsz Wai

李梓維
CE AWL543Licensed IndividualSFO licence active
Official SFC record

LI Tsz Wai (CE number AWL543) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司

Licence Record (7)

2025-02-17 – present Current
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2
2021-03-23 – 2024-11-22
UBS Securities Asia Limited Rep
RA 1 RA 2
2021-03-23 – 2024-11-22
UBS Securities Hong Kong Limited Rep
RA 1 RA 2
2018-01-11 – 2021-02-19
SG Securities (HK) Limited Rep
RA 1
2015-01-29 – 2017-12-15
CSOP Asset Management Limited Rep
RA 1 RA 4 RA 9
2010-12-14 – 2014-11-14
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2010-12-14 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWL543