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WONG Ho Kit, Howard

黃浩傑
CE AWK764Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Ho Kit, Howard (CE number AWK764) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-28. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGrandshores Asset Management Limited
雄岸資產管理有限公司

Licence Record (7)

2022-05-16 – present Current
Grandshores Asset Management Limited RO
RA 4 RA 9
2019-06-14 – 2020-09-25
IMO Asset Management Limited RO
RA 4 RA 9
2017-07-07 – 2019-05-17
Carlyon Asset Management Limited RO
RA 9
2015-09-15 – 2017-06-30
Upbest Assets Management Limited RO
RA 6
2015-09-15 – 2017-06-30
Upbest Securities Company Limited RO
RA 6
2011-01-31 – 2017-06-30
Upbest Assets Management Limited Rep
RA 9
2010-12-28 – 2015-09-15
Upbest Securities Company Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWK764