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LEE Wai Kit Patrick

李煒傑
CE AWK707Licensed IndividualSFO licence active
Official SFC record

LEE Wai Kit Patrick (CE number AWK707) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (4)

2023-10-24 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2015-07-16 – 2023-08-03
CLSA Limited Rep
RA 1
2012-01-13 – 2012-04-30
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6
2011-01-12 – 2011-02-25
Altis Partners (Asia) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWK707