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YAO Xue

姚雪
CE AWK470Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAO Xue (CE number AWK470) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerXinhai (Hong Kong) International Investment Management Co., Limited
新海(香港)國際投資管理有限公司

Licence Record (7)

2025-11-28 – present Current
Xinhai (Hong Kong) International Investment Management Co., Limited RO
RA 4 RA 9
2025-10-09 – 2025-11-28
Xinhai (Hong Kong) International Investment Management Co., Limited Rep
RA 4 RA 9
2025-06-12 – 2025-08-08
Kaisa Asset Management Limited RO
RA 4 RA 9
2020-04-28 – 2021-12-20
Kaisa Financial Group Company Limited Rep
RA 1
2020-04-28 – 2025-06-12
Kaisa Asset Management Limited Rep
RA 4 RA 9
2017-04-10 – 2019-05-12
China Securities (International) Brokerage Company Limited Rep
RA 4
2010-12-03 – 2013-09-26
Macquarie Capital Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWK470