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YIP Man Yan, Abbie

葉文炘
CE AWI435Licensed IndividualSFO licence active
Official SFC record

YIP Man Yan, Abbie (CE number AWI435) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited
RepresentativeUBS Securities Hong Kong Limited

Licence Record (8)

2026-01-09 – present Current
UBS Securities Asia Limited Rep
RA 1 RA 2
2026-01-09 – present Current
UBS Securities Hong Kong Limited Rep
RA 1 RA 2
2018-02-23 – 2022-11-16
Vontobel Limited Rep
RA 1
2017-01-09 – 2018-02-15
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 2 RA 4
2017-01-09 – 2018-02-15
China Merchants Futures (HK) Co., Limited Rep
RA 2
2016-02-17 – 2016-12-22
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 4
2010-11-29 – 2015-07-01
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2010-11-29 – 2013-11-13
Daiwa Capital Markets Trading Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWI435