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GAO Hao

高昊
CE AWH335Licensed IndividualSFO licence active
Official SFC record

GAO Hao (CE number AWH335) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Corporate Finance (Hong Kong) Limited

Licence Record (4)

2018-01-22 – present Current
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2013-10-23 – 2017-11-08
BNP Paribas Securities (Asia) Limited Rep
RA 6
2012-05-11 – 2013-10-07
BOCI Asia Limited Rep
RA 6
2010-11-12 – 2012-03-29
RBS Asia Corporate Finance Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWH335