HO Chak Sum

何澤森

CE AWD297Licensed IndividualSFO licence active

HO Chak Sum (CE number AWD297) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司
Representative	Partners Capital Securities Limited 博大證券有限公司

Licence Record (15)

2026-05-20 – 2026-07-31

Wicens International Securities Limited RO

RA 1

2025-09-26 – 2026-03-25

INSIGHTNOVA CAPITAL LIMITED RO

RA 4 RA 9

2024-03-14 – 2024-06-21

Guochuang Securities Financial Holding Group Co., Limited Rep

RA 1

2022-05-24 – 2023-10-06

Kam Luen Securities Limited RO

RA 1 RA 4 RA 9

2022-05-16 – 2022-05-24

Kam Luen Securities Limited Rep

RA 1 RA 4 RA 9

2020-03-02 – 2022-05-06

China Sunrise Asset Management Limited Rep

RA 9

2019-06-28 – 2019-08-16

Profit Access Investments Limited Rep

RA 1

2018-11-02 – 2022-05-06

China Sunrise Securities (International) Limited RO

RA 1 RA 4

2016-03-21 – 2019-09-20

China Sunrise Securities (International) Limited Rep

RA 1

2015-08-21 – 2016-01-26

oOo Securities (HK) Group Limited Rep

RA 1

2013-07-30 – 2014-04-26

Fulbright Securities Limited Rep

RA 1

2013-07-30 – 2014-04-26

Fulbright Futures Limited Rep

RA 2

2012-03-23 – 2015-07-19

Bright Smart Futures & Commodities Company Limited Rep

RA 2

2011-05-30 – 2015-07-19

Bright Smart Securities International (H.K.) Limited Rep

RA 1

2010-11-22 – 2011-05-11

ASA Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWD297