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CHENG Chi Ho

鄭智浩
CE AWC625Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Chi Ho (CE number AWC625) is an individual licensed by the Hong Kong SFC. First licensed on 2010-10-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPing An Securities (Hong Kong) Asset Management Company Limited
平安證券(香港)資產管理有限公司
RepresentativePing An Securities (Hong Kong) Asset Management Company Limited
平安證券(香港)資產管理有限公司

Licence Record (8)

2024-11-04 – present Current
Ping An Securities (Hong Kong) Asset Management Company Limited RO
RA 9
2022-03-21 – present Current
Ping An Securities (Hong Kong) Asset Management Company Limited Rep
RA 4 RA 9
2021-04-21 – 2021-12-24
Kaisa Financial Group Company Limited Rep
RA 1
2021-04-01 – 2021-12-24
Kaisa Asset Management Limited Rep
RA 4 RA 9
2020-12-07 – 2021-01-03
uSmart Securities Limited Rep
RA 4 RA 9
2016-08-22 – 2020-08-12
One Belt One Road Securities and International Asset Management Limited Rep
RA 1 RA 4 RA 9
2010-10-18 – 2011-01-10
Phillip Securities (Hong Kong) Limited Rep
RA 1
2010-10-18 – 2011-01-10
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWC625