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LEE Jae Jun

CE AWB625Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Jae Jun (CE number AWB625) is an individual licensed by the Hong Kong SFC. First licensed on 2010-10-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerShinhan Securities Asia Limited

Licence Record (3)

2024-05-06 – present Current
Shinhan Securities Asia Limited RO
RA 1 RA 4 RA 9
2024-05-06 – 2024-05-06
Shinhan Securities Asia Limited Rep
RA 1 RA 4 RA 9
2010-10-15 – 2016-06-03
Nomura International (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWB625