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CHU Tianli

楚天驪
CE AVY302Licensed IndividualSFO licence active
Official SFC record

CHU Tianli (CE number AVY302) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLMR Partners Limited

Licence Record (6)

2024-11-20 – present Current
LMR Partners Limited Rep
RA 9
2022-09-13 – 2023-07-28
Qube Research & Technologies Hong Kong Limited Rep
RA 9
2014-12-03 – 2022-06-30
Mizuho Securities Asia Limited Rep
RA 1 RA 2 RA 9
2013-05-15 – 2014-07-31
Segantii Capital Management Limited Rep
RA 9
2010-09-27 – 2013-04-03
UBS Securities Asia Limited Rep
RA 1 RA 2
2010-09-27 – 2013-04-03
UBS Securities Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVY302