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LIU Mei Yu, Dorothy

廖美瑜
CE AVY123Licensed IndividualSFO licence active
Official SFC record

LIU Mei Yu, Dorothy (CE number AVY123) is an individual licensed by the Hong Kong SFC. First licensed on 2010-10-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBlackhorn Wealth Management Limited
晉羚財富管理有限公司

Licence Record (2)

2025-06-12 – present Current
Blackhorn Wealth Management Limited Rep
RA 4 RA 9
2010-10-11 – 2023-09-15
BOCI Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVY123