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ARTHUR-DICK Joseph

CE AVW172Licensed IndividualSFO licence active
Official SFC record

ARTHUR-DICK Joseph (CE number AVW172) is an individual licensed by the Hong Kong SFC. First licensed on 2010-11-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeVantage Capital Markets HK Limited

Licence Record (5)

2022-01-31 – present Current
Vantage Capital Markets HK Limited Rep
RA 1 RA 2
2018-01-15 – 2021-05-04
GFI (HK) Securities L.L.C. Rep
RA 1 RA 7
2016-06-15 – 2017-10-13
ICAP Equities Asia Limited Rep
RA 1
2012-03-07 – 2016-05-13
Qantex Capital Markets Limited Rep
RA 2
2010-11-02 – 2011-03-14
T.F.S. Derivatives HK Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVW172