Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEI Lai Lai, Katherine

李麗麗
CE AVW067Licensed IndividualSFO licence active
Official SFC record

LEI Lai Lai, Katherine (CE number AVW067) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJ.P. Morgan Broking (Hong Kong) Limited

Licence Record (2)

2019-05-20 – present Current
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 4
2010-09-07 – 2012-09-17
Morgan Stanley Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVW067