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DU Yunfan

杜云帆
CE AVS847Licensed IndividualSFO licence active
Official SFC record

DU Yunfan (CE number AVS847) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Harbour International Capital Limited
中灣國際融資有限公司
RepresentativeChina Harbour International Securities Limited
中灣國際證券有限公司

Licence Record (6)

2025-02-03 – present Current
China Harbour International Capital Limited Rep
RA 6
2025-01-21 – present Current
China Harbour International Securities Limited Rep
RA 1
2021-04-16 – 2024-12-31
China Everbright Securities (HK) Limited Rep
RA 1 RA 4
2021-04-16 – 2024-12-31
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2013-06-28 – 2019-09-12
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2 RA 4 RA 7
2010-08-20 – 2012-11-28
Macquarie Capital Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVS847