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KWOK Simon

郭世民
CE AVQ920Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Simon (CE number AVQ920) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerKING CORVUS CAPITAL LIMITED
金吾資本有限公司

Licence Record (21)

2025-06-02 – present Current
KING CORVUS CAPITAL LIMITED RO
RA 4 RA 9
2025-05-23 – 2025-06-02
KING CORVUS CAPITAL LIMITED Rep
RA 4 RA 9
2024-02-16 – 2025-03-31
ZH SECURITIES LIMITED RO
RA 1 RA 2 RA 4 RA 9
2023-10-16 – 2024-05-07
ZH SECURITIES LIMITED Rep
RA 1 RA 4 RA 9
2023-08-15 – 2023-08-31
Spring Securities Limited Rep
RA 1
2023-06-05 – 2023-08-31
Tap Capital Limited Rep
RA 4 RA 9
2022-11-09 – 2022-12-15
Meta Futures Limited RO
RA 2 RA 5
2021-12-30 – 2022-12-15
Metaverse Securities Limited RO
RA 1 RA 4
2021-09-24 – 2021-12-30
Metaverse Securities Limited Rep
RA 1
2018-08-29 – 2021-06-14
TFI Securities and Futures Limited RO
RA 1 RA 2
2018-07-25 – 2019-02-11
TFI Securities and Futures Limited Rep
RA 1 RA 2
2017-10-06 – 2018-06-28
Fairwin Broking Limited RO
RA 2
2016-02-22 – 2017-09-01
MFG Limited RO
RA 2
2015-09-29 – 2017-09-01
MFG Limited Rep
RA 1 RA 2
2014-11-13 – 2015-09-28
RHB Securities Hong Kong Limited Rep
RA 1
2014-11-13 – 2015-09-28
RHB Futures Hong Kong Limited Rep
RA 2
2012-12-12 – 2014-10-03
Rui Da International Finance Holding Limited Rep
RA 2
2011-03-01 – 2011-05-19
Berich Brokerage Limited Rep
RA 1
2011-03-01 – 2011-05-19
Berich Futures (H.K.) Company Limited Rep
RA 2
2010-09-10 – 2010-12-14
Enlighten Securities Limited Rep
RA 1
2010-09-10 – 2010-12-14
Enlighten Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVQ920