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WOO Kai Wing Ray

胡啟榮
CE AVM639Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WOO Kai Wing Ray (CE number AVM639) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOP Investment Management Limited
東英投資管理有限公司
RepresentativeOP Investment Management Limited
東英投資管理有限公司

Licence Record (9)

2021-11-19 – present Current
OP Investment Management Limited RO
RA 1
2021-11-11 – present Current
OP Investment Management Limited Rep
RA 1 RA 9
2020-06-03 – 2021-10-22
Silk Road International Capital Limited RO
RA 1
2020-03-31 – 2020-06-03
Silk Road International Capital Limited Rep
RA 1
2017-04-20 – 2019-12-20
Zhonghao International Futures Co., Limited Rep
RA 2
2017-04-20 – 2019-12-20
Azure Lion International Securities Company Limited RO
RA 1
2017-02-13 – 2017-02-20
CMBC Securities Company Limited RO
RA 1
2016-12-14 – 2017-02-13
CMBC Securities Company Limited Rep
RA 1
2010-07-19 – 2016-06-14
East Asia Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVM639