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Ng Tai Hung

吳大雄
CE AVM441Licensed IndividualSFO licence active
Official SFC record

Ng Tai Hung (CE number AVM441) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCaitong International Capital Co., Limited
財通國際融資有限公司

Licence Record (6)

2025-12-08 – present Current
Caitong International Capital Co., Limited Rep
RA 1 RA 6
2018-06-04 – 2025-03-12
ICBC International Capital Limited Rep
RA 1 RA 4 RA 6
2018-06-04 – 2025-03-12
ICBC International Securities Limited Rep
RA 1
2014-06-13 – 2018-05-23
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2013-11-18 – 2014-06-04
Guotai Junan Capital Limited Rep
RA 6
2010-08-12 – 2013-11-09
Haitong International Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVM441