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NG Wai Ho

吳惠豪
CE AVL488Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Wai Ho (CE number AVL488) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRuibang Securities Limited
瑞邦證券有限公司

Licence Record (15)

2025-08-26 – present Current
Ruibang Securities Limited RO
RA 1 RA 4
2025-05-14 – 2025-07-06
Sheng Yuan Securities Limited RO
RA 2
2024-05-17 – 2024-08-31
Da Shi Tong Securities Limited RO
RA 1
2022-10-05 – 2023-05-25
Zero2IPO Securities Limited RO
RA 1 RA 2
2022-04-11 – 2022-10-05
Zero2IPO Securities Limited Rep
RA 1 RA 2
2021-04-08 – 2022-03-31
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2021-04-08 – 2022-03-31
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2017-08-07 – 2021-04-07
MIB Securities (Hong Kong) Limited Rep
RA 1
2017-08-07 – 2021-04-07
MIB Futures (Hong Kong) Limited Rep
RA 2
2015-06-04 – 2017-07-21
BOCOM International Securities Limited Rep
RA 1 RA 2 RA 5
2015-05-18 – 2015-05-22
Yue Xiu Securities Company Limited Rep
RA 1
2015-05-18 – 2015-05-22
Yue Xiu Futures Company Limited Rep
RA 2
2014-10-30 – 2015-04-22
Bright Smart Forex Limited Rep
RA 3
2010-09-03 – 2015-04-22
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2010-07-07 – 2015-04-22
Bright Smart Securities International (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVL488