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TAM Chi Lok Arnold

譚智樂
CE AVJ390Licensed IndividualSFO licence active
Official SFC record

TAM Chi Lok Arnold (CE number AVJ390) is an individual licensed by the Hong Kong SFC. First licensed on 2010-06-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeE Fund Management (Hong Kong) Co., Limited
易方達資產管理(香港)有限公司

Licence Record (5)

2026-05-28 – present Current
E Fund Management (Hong Kong) Co., Limited Rep
RA 1 RA 4 RA 9
2023-10-05 – 2026-05-01
Futu Securities International (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2023-06-28 – 2023-08-10
Winbull Securities International (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2021-11-17 – 2022-05-26
Bright Smart Futures & Commodities Company Limited Rep
RA 5
2010-06-28 – 2022-05-26
Bright Smart Securities International (H.K.) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVJ390