Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

JIANG Xiongxiao

蔣熊孝
CE AVI890Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

JIANG Xiongxiao (CE number AVI890) is an individual licensed by the Hong Kong SFC. First licensed on 2010-06-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司

Licence Record (8)

2026-01-23 – present Current
BNP Paribas Securities (Asia) Limited RO
RA 1 RA 6
2025-09-29 – 2026-01-23
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 6
2021-05-12 – 2025-09-14
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 4 RA 6
2020-06-30 – 2021-05-12
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2017-12-15 – 2020-06-21
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2017-07-26 – 2020-06-21
China Everbright Securities (HK) Limited Rep
RA 1 RA 4 RA 6
2014-02-10 – 2015-01-20
CLSA Limited Rep
RA 1
2010-06-18 – 2017-07-07
CITIC Securities Brokerage (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVI890