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KAWAMURA Takahiro

CE AVI554Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KAWAMURA Takahiro (CE number AVI554) is an individual licensed by the Hong Kong SFC. First licensed on 2010-06-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNomura Asset Management Hong Kong Limited
野村投資管理香港有限公司

Licence Record (2)

2011-08-29 – present Current
Nomura Asset Management Hong Kong Limited RO
RA 1 RA 4 RA 9
2010-06-15 – 2011-08-29
Nomura Asset Management Hong Kong Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVI554