FUNG Wing Yee

馮穎怡

CE AVH672Licensed IndividualResponsible OfficerSFO licence active

FUNG Wing Yee (CE number AVH672) is an individual licensed by the Hong Kong SFC. First licensed on 2010-06-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Jakota Asset Management Limited 嘉高達資產管理有限公司
Responsible Officer	Jakota Securities Group Limited 嘉高達證券集團有限公司

Licence Record (10)

2021-07-09 – present Current

Jakota Securities Group Limited RO

RA 1 RA 4

2019-02-21 – present Current

Jakota Asset Management Limited RO

RA 1 RA 4 RA 9

2019-04-18 – 2021-07-09

Jakota Securities Group Limited Rep

RA 1 RA 4

2019-01-02 – 2019-01-07

Finet Securities Limited Rep

RA 1 RA 4 RA 9

2018-04-25 – 2018-11-25

Octal Capital Asset Management Limited RO

RA 9

2017-06-05 – 2018-11-25

Octal Capital Limited Rep

RA 1

2016-11-22 – 2018-04-25

Octal Capital Asset Management Limited Rep

RA 9

2015-01-23 – 2016-11-11

China Industrial Securities International Brokerage Limited Rep

RA 1

2015-01-23 – 2016-11-11

China Industrial Securities International Futures Limited Rep

RA 2

2010-06-23 – 2015-01-16

BOCOM International Securities Limited Rep

RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVH672