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LI Wang To Marcus

李弘圖
CE AVG376Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

LI Wang To Marcus (CE number AVG376) is an individual licensed by the Hong Kong SFC. First licensed on 2010-05-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPublic Financial Securities Limited
大眾金融証券有限公司
Executive OfficerPublic Bank (Hong Kong) Limited
大眾銀行(香港)有限公司

Licence Record (7)

2025-06-26 – present Current
Public Financial Securities Limited RO
RA 1
2018-10-18 – 2022-04-28
China Transfer Capital Investment Limited RO
RA 1
2017-12-12 – 2018-09-28
Honor Securities (HK) Limited RO
RA 1 RA 2
2017-10-31 – 2017-12-12
Honor Securities (HK) Limited Rep
RA 1
2016-05-12 – 2017-10-20
Capital Global Management Limited Rep
RA 1
2010-05-24 – 2016-04-22
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2010-05-24 – 2016-04-22
Phillip Commodities (HK) Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVG376