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SUN Ming

孫明
CE AVC988Licensed IndividualSFO licence active
Official SFC record

SUN Ming (CE number AVC988) is an individual licensed by the Hong Kong SFC. First licensed on 2010-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (6)

2026-09-28 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 4
2018-08-20 – 2021-01-20
CMB International Securities Limited Rep
RA 4
2016-07-08 – 2018-08-05
RHB Securities Hong Kong Limited Rep
RA 4
2014-11-19 – 2016-06-01
Autonomous Research Asia Limited Rep
RA 4
2012-09-28 – 2014-10-07
BNY Mellon Investment Management Hong Kong Limited Rep
RA 1 RA 4
2010-04-30 – 2012-09-01
CCB International Securities Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVC988