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KWOK Wai Wa

郭偉華
CE AVC343Licensed IndividualSFO licence active
Official SFC record

KWOK Wai Wa (CE number AVC343) is an individual licensed by the Hong Kong SFC. First licensed on 2010-05-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeInfinity Asset Management Limited
天恒資產管理有限公司

Licence Record (10)

2026-06-02 – present Current
Infinity Asset Management Limited Rep
RA 4 RA 9
2024-10-24 – 2026-05-31
Lindale Capital Limited Rep
RA 4 RA 9
2021-02-17 – 2024-04-21
One Heritage Capital Management Limited Rep
RA 4 RA 9
2020-11-06 – 2020-11-17
South China Securities Limited Rep
RA 1
2020-11-06 – 2020-11-17
South China Investment Management Limited Rep
RA 9
2018-11-23 – 2020-03-18
Harris Fraser (International) Limited Rep
RA 1 RA 4 RA 9
2015-06-01 – 2018-10-05
PC Securities Limited Rep
RA 1
2014-05-05 – 2015-04-30
Paochu Investment Advisory Limited Rep
RA 4 RA 9
2010-05-27 – 2011-05-28
Haitong International Asset Management Limited Rep
RA 4 RA 9
2010-05-27 – 2011-05-28
Haitong International Investment Managers Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVC343