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FUNG Shiu Lun, Simon

馮紹麟
CE AVB880Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FUNG Shiu Lun, Simon (CE number AVB880) is an individual licensed by the Hong Kong SFC. First licensed on 2010-05-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerT.F.S. Derivatives HK Limited

Licence Record (6)

2023-02-08 – present Current
T.F.S. Derivatives HK Limited RO
RA 1 RA 2
2012-01-03 – 2023-02-08
T.F.S. Derivatives HK Limited Rep
RA 1 RA 2
2010-11-26 – 2011-11-10
MF Global Hong Kong Limited Rep
RA 1 RA 2
2010-05-03 – 2010-11-01
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2010-05-03 – 2010-11-01
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2010-05-03 – 2010-08-20
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVB880