CHU Kar Son

朱嘉迅

CE AUZ444Licensed IndividualResponsible OfficerSFO licence active

CHU Kar Son (CE number AUZ444) is an individual licensed by the Hong Kong SFC. First licensed on 2010-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Environmental Investment Services Asia Limited 環境投資服務亞洲有限公司

Licence Record (13)

2022-09-27 – present Current

Environmental Investment Services Asia Limited RO

RA 4 RA 9

2020-09-11 – 2022-01-20

Nan Guo International Securities Limited RO

RA 1

2020-09-01 – 2020-09-11

Nan Guo International Securities Limited Rep

RA 1

2020-05-18 – 2022-07-31

Nan Guo International Asset Management Limited RO

RA 4 RA 9

2018-08-13 – 2020-05-12

Augustine Securities Company Limited RO

RA 1

2018-01-22 – 2020-05-12

Augustine Asset Management Limited RO

RA 4 RA 9

2016-11-09 – 2017-11-07

Look's Securities Limited RO

RA 1

2016-11-09 – 2017-11-07

Safari Asia Limited RO

RA 4 RA 9

2016-11-08 – 2016-11-09

Look's Securities Limited Rep

RA 1

2016-11-08 – 2016-11-09

Safari Asia Limited Rep

RA 4

2015-08-19 – 2016-10-21

CNI Global Assets Management Limited Rep

RA 9

2014-05-21 – 2016-10-21

CNI Securities Group Limited Rep

RA 1 RA 4

2010-04-01 – 2011-05-19

CITIC Securities Brokerage (HK) Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUZ444