Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WANG Lei

王磊
CE AUX545Licensed IndividualSFO licence active

WANG Lei (CE number AUX545) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGoing International Asset Management Limited
高盈國際資產管理有限公司

Licence Record (2)

2014-01-24 – 2014-12-31
2010-03-26 – 2011-08-17