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LAU Kai Fung, Edward

劉啟鋒
CE AUW118Licensed IndividualSFO licence active
Official SFC record

LAU Kai Fung, Edward (CE number AUW118) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNatixis Asia Limited

Licence Record (2)

2016-12-23 – present Current
Natixis Asia Limited Rep
RA 1 RA 4
2010-03-10 – 2012-12-22
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUW118