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FAN Yang

范陽
CE AUT752Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FAN Yang (CE number AUT752) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWinner Zone Asset Management Limited
鴻鵠資產管理有限公司
RepresentativeWinner Zone Asset Management Limited
鴻鵠資產管理有限公司

Licence Record (8)

2026-04-30 – present Current
Winner Zone Asset Management Limited Rep
RA 4 RA 9
2022-11-10 – 2026-04-17
SDG Asset Management (HK) Limited RO
RA 4 RA 9
2017-03-15 – 2022-11-10
SDG Asset Management (HK) Limited Rep
RA 4 RA 9
2015-03-11 – 2017-02-20
CCB International Capital Limited Rep
RA 1 RA 4 RA 6
2014-06-20 – 2015-01-30
China Securities (International) Brokerage Company Limited Rep
RA 4
2011-02-24 – 2014-05-30
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 4
2010-04-22 – 2011-02-01
Haitong International Research Limited Rep
RA 4
2010-03-24 – 2011-01-07
Hai Tong Securities (HK) Brokerage Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUT752