KWAN Ting Gee

關婷之

CE AUR559Licensed IndividualSFO licence active

KWAN Ting Gee (CE number AUR559) is an individual licensed by the Hong Kong SFC. First licensed on 2010-03-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Wellington Management Hong Kong Limited 威靈頓管理香港有限公司

Licence Record (7)

2019-10-21 – present Current

Wellington Management Hong Kong Limited Rep

RA 1 RA 4

2016-10-05 – 2018-08-03

JPMorgan Funds (Asia) Limited Rep

RA 1 RA 4 RA 9

2016-10-05 – 2018-08-03

JPMorgan Asset Management (Asia Pacific) Limited Rep

RA 4 RA 9

2016-10-05 – 2018-07-03

JF International Management Inc. Rep

RA 4 RA 9

2012-07-24 – 2014-12-12

Brown Brothers Harriman (Hong Kong) Limited Rep

RA 1

2010-03-31 – 2012-02-17

Boom Securities (H.K.) Limited Rep

RA 1 RA 7

2010-03-31 – 2012-02-17

Win Securities Limited Rep

RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUR559