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WAN Hung Ha

尹紅霞
CE AUQ942Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WAN Hung Ha (CE number AUQ942) is an individual licensed by the Hong Kong SFC. First licensed on 2010-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCheer Union Securities Limited
滿好證券有限公司

Licence Record (6)

2022-01-28 – present Current
Cheer Union Securities Limited RO
RA 1 RA 4
2016-12-22 – 2021-12-22
Yuanta Securities (Hong Kong) Company Limited RO
RA 1
2012-07-06 – 2016-12-22
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1
2012-07-06 – 2013-09-13
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1
2010-10-22 – 2011-11-11
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2010-02-01 – 2010-06-10
China Everbright Securities (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUQ942