LI Yuan

李瑗

CE AUN720Licensed IndividualResponsible OfficerSFO licence active

LI Yuan (CE number AUN720) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Amrita Capital Limited 安利達資本有限公司

Licence Record (14)

2024-03-28 – present Current

Amrita Capital Limited RO

RA 4 RA 9

2024-03-06 – 2024-03-28

Amrita Capital Limited Rep

RA 4 RA 9

2021-01-18 – 2024-02-09

China Renaissance Securities (Hong Kong) Limited RO

RA 1 RA 4

2019-08-14 – 2024-02-09

CR Wealth and Asset Management Limited RO

RA 1 RA 4 RA 9

2019-05-03 – 2021-01-18

China Renaissance Securities (Hong Kong) Limited Rep

RA 1 RA 4

2019-05-03 – 2019-08-14

CR Wealth and Asset Management Limited Rep

RA 9

2016-08-10 – 2019-01-31

Yunfeng Financial Markets Limited RO

RA 1 RA 4 RA 9

2016-08-10 – 2019-01-31

Yunfeng Securities Limited RO

RA 1 RA 4

2016-08-10 – 2019-01-31

Yunfeng Asset Management Limited RO

RA 9

2016-05-11 – 2016-08-10

Yunfeng Financial Markets Limited Rep

RA 1 RA 4 RA 9

2016-05-11 – 2016-08-10

Yunfeng Securities Limited Rep

RA 1

2016-05-11 – 2016-08-10

Yunfeng Asset Management Limited Rep

RA 9

2011-11-18 – 2016-04-08

State Street Global Advisors Asia Limited Rep

RA 1 RA 4 RA 5 RA 9

2010-01-21 – 2011-11-05

Goldman Sachs (Asia) L.L.C. Rep

RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUN720