YAN Sin Hang

殷善衡

CE AUL971Licensed IndividualResponsible OfficerSFO licence active

YAN Sin Hang (CE number AUL971) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	CCB International Capital Limited 建銀國際金融有限公司
Representative	CCB International Capital Limited 建銀國際金融有限公司

Licence Record (14)

2026-04-14 – present Current

CCB International Capital Limited RO

RA 1 RA 6

2026-01-19 – present Current

CCB International Capital Limited Rep

RA 1 RA 4 RA 6

2025-06-13 – 2026-01-05

Guolian Securities International Capital Co., Limited Rep

RA 1

2025-06-13 – 2026-01-05

Guolian Securities International Capital Market Co., Limited RO

RA 6

2023-11-22 – 2025-04-22

Maxa Capital Limited RO

RA 6

2023-08-23 – 2025-04-22

Maxa Capital Limited Rep

RA 1 RA 6

2019-02-26 – 2023-03-04

SDIC Securities Corporate Finance (Hong Kong) Limited RO

RA 6

2016-08-09 – 2023-03-04

SDIC Securities Corporate Finance (Hong Kong) Limited Rep

RA 1 RA 6

2016-08-09 – 2020-12-28

SDIC Securities (Hong Kong) Limited Rep

RA 1

2013-06-04 – 2014-01-11

Ping An Securities (Hong Kong) Holdings Company Limited Rep

RA 1

2013-06-04 – 2014-01-11

Ping An of China Capital (Hong Kong) Company Limited Rep

RA 6

2011-04-07 – 2013-05-24

BOCOM International (Asia) Limited Rep

RA 1 RA 6

2010-01-18 – 2011-02-16

Kingsway Capital Limited Rep

RA 6

2010-01-18 – 2011-02-16

Kingsway Financial Services Group Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUL971