Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG Sze Yuen, Marshal

黃思遠
CE AUK435Licensed IndividualSFO licence active
Official SFC record

WONG Sze Yuen, Marshal (CE number AUK435) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOakwise Capital Management Limited
瑞橡資本管理有限公司

Licence Record (5)

2020-05-13 – present Current
Oakwise Capital Management Limited Rep
RA 4 RA 9
2020-04-16 – 2020-04-16
Frontier Capital Management Limited Rep
RA 4 RA 9
2014-09-03 – 2020-04-05
Shenwan Hongyuan Asset Management (Asia) Limited Rep
RA 4 RA 9
2011-05-11 – 2014-08-01
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2010-01-27 – 2011-04-29
Quest Stockbrokers (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUK435