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GAO Bin

高濱
CE AUJ829Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GAO Bin (CE number AUJ829) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerKaifeng Investment Management (Hong Kong) Limited
凱豐投資管理(香港)有限公司

Licence Record (4)

2016-11-04 – present Current
Kaifeng Investment Management (Hong Kong) Limited RO
RA 4 RA 9
2010-09-06 – 2014-03-27
Merrill Lynch Far East Limited Rep
RA 2
2010-01-04 – 2014-03-27
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4
2010-01-04 – 2010-09-06
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUJ829