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FAN Ho Ching

范皓程
CE AUI158Licensed IndividualSFO licence active
Official SFC record

FAN Ho Ching (CE number AUI158) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RepresentativeCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司

Licence Record (9)

2023-07-03 – present Current
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2023-07-03 – present Current
CITIC Securities Futures (HK) Limited Rep
RA 2
2021-07-16 – 2023-06-05
BOCI Securities Limited Rep
RA 1 RA 2 RA 4
2021-05-11 – 2021-06-18
KGI Asia Limited Rep
RA 1
2021-05-11 – 2021-06-18
KGI Futures (Hong Kong) Limited Rep
RA 2
2017-12-07 – 2019-01-25
iBest Investment Services Limited Rep
RA 3
2014-10-20 – 2018-12-05
iBest Consultants Limited Rep
RA 1 RA 4
2010-02-11 – 2021-04-01
Haitong International Futures Limited Rep
RA 2
2009-12-10 – 2021-04-01
Haitong International Securities Company Limited Rep
RA 1 RA 3 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUI158