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YU Hailian

于海蓮
CE AUH482Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YU Hailian (CE number AUH482) is an individual licensed by the Hong Kong SFC. First licensed on 2012-10-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHONGKONG NEW PORT FUND MANAGEMENT LIMITED
香港新港基金管理有限公司

Licence Record (7)

2025-03-04 – present Current
HONGKONG NEW PORT FUND MANAGEMENT LIMITED RO
RA 4
2023-06-29 – 2024-03-28
TFI Securities and Futures Limited RO
RA 4
2019-12-09 – 2024-03-28
TFI Asset Management Limited RO
RA 4
2019-10-23 – 2024-03-28
TFI Securities and Futures Limited Rep
RA 1
2019-10-02 – 2024-03-28
TFI Asset Management Limited Rep
RA 4 RA 5
2018-07-12 – 2019-06-30
SDIC Securities (Hong Kong) Limited RO
RA 4
2012-10-08 – 2018-07-12
SDIC Securities (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUH482