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WONG Cho Wai

黃祖衛
CE AUG836Licensed IndividualResponsible OfficerSFO licence active

WONG Cho Wai (CE number AUG836) is an individual licensed by the Hong Kong SFC. First licensed on 2010-01-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 4 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (5)

CapacityCompany / Institution
Responsible OfficerCES Commodities (HK) Limited
光證期貨(香港)有限公司
Responsible OfficerChina Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Responsible OfficerEverbright Securities Digital Finance (HK) Limited
光大證券數碼金融(香港)有限公司
Responsible OfficerEverbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RepresentativeCES Forex (HK) Limited
光證外匯(香港)有限公司

Licence Record (21)

2026-01-29 – present Current
2026-01-29 – present Current
2017-02-14 – present Current
2024-02-27 – 2024-10-13
2021-12-01 – 2021-12-28
2016-03-11 – 2026-01-29
2010-12-24 – 2013-08-21
2010-12-24 – 2013-08-21
2010-03-01 – 2010-12-10
2010-03-01 – 2010-12-10
2010-01-04 – 2010-02-10