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LIU Lili

劉立力
CE AUE545Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Lili (CE number AUE545) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Industrial Securities International Brokerage Limited
興證國際證券有限公司
Responsible OfficerChina Industrial Securities International Capital Limited
興證國際融資有限公司

Licence Record (8)

2025-12-30 – present Current
China Industrial Securities International Brokerage Limited RO
RA 1 RA 4
2025-12-30 – present Current
China Industrial Securities International Capital Limited RO
RA 1 RA 6
2025-12-24 – 2025-12-30
China Industrial Securities International Brokerage Limited Rep
RA 1 RA 4
2025-12-24 – 2025-12-30
China Industrial Securities International Capital Limited Rep
RA 1 RA 6
2024-12-03 – 2025-11-20
BOCOM International (Asia) Limited RO
RA 1 RA 6
2024-12-03 – 2025-11-20
BOCOM International Securities Limited RO
RA 1 RA 4
2011-08-15 – 2024-12-03
BOCOM International (Asia) Limited Rep
RA 1 RA 6
2009-11-24 – 2024-12-03
BOCOM International Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUE545