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HUNG Cheung Wai

孔祥偉
CE AUD695Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUNG Cheung Wai (CE number AUD695) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerYuan Tong Global Asset Management Limited
圓通環球資產管理有限公司
Responsible OfficerYuan Tong Global Securities Limited
圓通環球證券有限公司

Licence Record (13)

2025-11-17 – present Current
Yuan Tong Global Securities Limited RO
RA 1 RA 4
2025-11-17 – present Current
Yuan Tong Global Asset Management Limited RO
RA 9
2025-09-23 – 2025-11-17
Yuan Tong Global Securities Limited Rep
RA 4
2025-09-23 – 2025-11-17
Yuan Tong Global Asset Management Limited Rep
RA 9
2025-01-15 – 2025-08-28
BillionsPower Partners Company Limited RO
RA 4 RA 9
2024-09-26 – 2025-01-14
PURPLE LEGEND (HK) LIMITED RO
RA 1 RA 4 RA 9
2019-03-06 – 2024-02-27
Holly International Asset Management Company Limited RO
RA 4 RA 9
2018-12-07 – 2019-03-03
Fantasia Asset Management Limited RO
RA 9
2015-02-13 – 2015-12-07
T G Securities Limited Rep
RA 1 RA 2
2015-02-13 – 2015-12-07
Quantsmile (HK) Limited Rep
RA 9
2010-08-06 – 2011-04-18
Guosen Securities (HK) Asset Management Company Limited Rep
RA 4 RA 9
2010-06-30 – 2010-08-03
Redford Asset Management Limited Rep
RA 9
2009-12-22 – 2010-06-16
Haitong International Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUD695