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SONG Xiao Wei

宋曉偉
CE AUC824Licensed IndividualSFO licence active
Official SFC record

SONG Xiao Wei (CE number AUC824) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMorningstar Investment Management Asia Limited

Licence Record (3)

2015-09-17 – present Current
Morningstar Investment Management Asia Limited Rep
RA 4
2011-05-11 – 2012-04-28
RBC Global Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2009-12-01 – 2010-01-15
Marco Polo Pure Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUC824