Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YIU Chi Wai

姚智威
CE AUB977Licensed IndividualSFO licence active
Official SFC record

YIU Chi Wai (CE number AUB977) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGlory Sun Securities Limited
寶新證券有限公司

Licence Record (12)

2024-11-07 – present Current
Glory Sun Securities Limited Rep
RA 1
2023-09-06 – 2024-08-09
Bloomyears Limited Rep
RA 1
2023-05-16 – 2023-08-18
Cheong Lee Securities Limited Rep
RA 1 RA 4
2022-08-18 – 2023-04-11
Silverbricks Securities Company Limited Rep
RA 1
2022-08-18 – 2023-04-11
Silverbricks Asset Management Company Limited Rep
RA 4
2022-03-21 – 2022-08-04
Tse's Securities Limited Rep
RA 1 RA 4
2021-03-16 – 2022-03-07
QFIN HK Limited Rep
RA 1 RA 4
2018-09-03 – 2021-02-22
Yuan Tong Global Securities Limited Rep
RA 1 RA 4
2018-07-05 – 2018-08-17
Fulbright Securities Limited Rep
RA 1
2017-12-28 – 2018-06-22
Grand Fu International Securities Limited Rep
RA 1
2016-10-06 – 2017-10-01
Kilmorey Securities Limited Rep
RA 1
2009-12-03 – 2016-09-15
Prudential Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUB977