CHAN Tsan Tuen

陳贊屯

CE AUB811Licensed IndividualResponsible OfficerSFO licence active

CHAN Tsan Tuen (CE number AUB811) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司

Licence Record (10)

2023-02-20 – present Current

FTFT International Securities and Futures Limited RO

RA 1 RA 2 RA 4

2020-05-15 – 2021-04-27

Glory Sun Securities Limited Rep

RA 1 RA 2

2019-04-24 – 2019-07-23

Formax Securities Limited RO

RA 1 RA 2

2016-05-31 – 2019-04-24

Formax Securities Limited Rep

RA 1 RA 2

2016-01-19 – 2016-05-19

Minerva Holding Financial Securities Limited Rep

RA 1

2014-12-10 – 2016-01-07

Fulbright Securities Limited Rep

RA 1 RA 4

2014-12-10 – 2016-01-07

Fulbright Futures Limited Rep

RA 2

2014-10-20 – 2014-11-14

Sino-Rich Securities & Futures Limited Rep

RA 1 RA 2 RA 9

2012-06-14 – 2013-09-20

Yuanta Securities (Hong Kong) Company Limited Rep

RA 9

2009-12-03 – 2013-05-22

Yuanta Asia Investment (Hong Kong) Limited Rep

RA 1 RA 2 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUB811