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RATHI Shashank

CE ATW910Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

RATHI Shashank (CE number ATW910) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPharo Management (HK) Limited
發邏資產管理(香港)有限公司

Licence Record (6)

2018-10-25 – present Current
Pharo Management (HK) Limited RO
RA 9
2018-04-03 – 2018-10-25
Pharo Management (HK) Limited Rep
RA 9
2014-05-13 – 2018-03-12
Capula Investment Management Asia Limited Rep
RA 1 RA 9
2010-09-02 – 2014-02-26
Merrill Lynch Far East Limited Rep
RA 2
2009-09-30 – 2014-02-26
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2009-09-30 – 2010-09-02
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATW910