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LAM Wai Tsin

林維蕆
CE ATT180Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Wai Tsin (CE number ATT180) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerZijing Asset Management Limited
紫荊資產管理有限公司

Licence Record (10)

2024-04-26 – present Current
Zijing Asset Management Limited RO
RA 4 RA 9
2023-07-26 – 2024-04-05
KEC Capital Company Limited RO
RA 4 RA 9
2022-11-21 – 2023-05-10
Fortune Hill Asset Management Limited RO
RA 4 RA 9
2022-10-06 – 2022-11-21
Fortune Hill Asset Management Limited Rep
RA 4 RA 9
2016-11-18 – 2022-09-30
Vantum Asset Management Limited RO
RA 4 RA 9
2016-03-30 – 2016-08-10
Nova Spectrum Capital Management Limited RO
RA 4 RA 9
2015-09-24 – 2016-01-15
D'Asie Asset Management Limited RO
RA 4 RA 9
2015-04-13 – 2015-08-15
DaoKou Asset Management Limited Rep
RA 4 RA 9
2010-12-15 – 2014-10-10
KEC Capital Company Limited Rep
RA 9
2009-10-09 – 2010-01-29
Hung Sing Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATT180