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Nova Spectrum Capital Management Limited

新辰資本管理有限公司
CE BGI410Licensed Corporation
Date of licence (SFO)
2016-03-30
Register as of
2026-07-24
Last indexed
2026-07-25 18:05 UTC
Official SFC record

Nova Spectrum Capital Management Limited is a Hong Kong SFC licensed corporation (CE number BGI410). First licensed on 2016-03-30. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 4Advising on Securities就證券提供意見2016-03-30
RA 9Asset Management提供資產管理2016-03-30

Responsible Officers (2)

CE No.NameChinese
BBW683ROMANO Andrea
BCN396TAO Jin陶瑾

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BGI410