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TAO Jin

陶瑾
CE BCN396Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAO Jin (CE number BCN396) is an individual licensed by the Hong Kong SFC. First licensed on 2014-05-08. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNova Spectrum Capital Management Limited
新辰資本管理有限公司

Licence Record (3)

2016-07-19 – present Current
Nova Spectrum Capital Management Limited RO
RA 4 RA 9
2016-05-24 – 2016-07-19
Nova Spectrum Capital Management Limited Rep
RA 4 RA 9
2014-05-08 – 2016-02-29
Morningstar Investment Management Asia Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCN396