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NG Yat Wai

吳日煒
CE ATO211Licensed IndividualSFO licence active
Official SFC record

NG Yat Wai (CE number ATO211) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-23. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUpbest Securities Company Limited
美建證券有限公司

Licence Record (1)

2009-09-23 – present Current
Upbest Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATO211